Originally published on novartis.com. Roger has 1 job listed on their profile. There are 3 professionals named "Roger Ferguson", who use LinkedIn to exchange information, ideas, and opportunities. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. Roger has 3 jobs listed on their profile. Before it's here, it's on the Bloomberg Terminal. Alfred J. Rauschman was a visionary in the securities industry compliance and legal profession. He has served as a member of our Board of Directors since June 2016. There are 100+ professionals named "Roger Ferguson", who use LinkedIn to exchange information, ideas, and opportunities. Ferguson, 69, will lead the organization through March, the company said Tuesday in a statement. -Linda Chatman Thomsen, Partner, Davis Polk and Former Director of Enforcement, SEC. “I am absolutely convinced -- and the board agrees -- that now is the time to select the next CEO who can continue, enhance and drive our strategy for the next decade and beyond.”. He is also a past president of the SIFMA Compliance & Legal Society. degree from Columbia Law School, where she was a Harlan Fiske Stone Scholar. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. See the complete profile on LinkedIn and discover Roger’s connections and jobs at similar companies. Updates with wife’s retirement in ninth paragraph. Roger has 7 jobs listed on their profile. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. Roger has 1 job listed on their profile. He is currently the CEO of TIAA. The Wall Street Journal reported on Ferguson’s planned departure earlier Tuesday. Roger has 1 job listed on their profile. Annette is married to Roger Ferguson, who she met her first day practicing law at Davis Polk back in 1981. View ROGER FERGUSON’S profile on LinkedIn, the world’s largest professional community. The former vice president wants to make a historic choice for the job that has always been held by a White man. From 1994 to 1997 Annette was Senior Vice President and Senior Counsel of the fixed income division of Lehman Brothers, and in 1997 she became a Managing Director of Smith Barney and headed the Capital Markets Legal Group. See the complete profile on LinkedIn and discover Roger W.’s connections and jobs at similar companies. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. Annette has a view that government should be predictable, it should be fair, it should operate through public processes. Roger and Annette have two children who have been a constant source of pride—Roger Ferguson III, who, like his mother, graduated from Brown University, and Caroline Ferguson, who graduated from Harvard University. Roger W Ferguson is President/CEO at Teachers Insurance & Annuity Association of America. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. Novartis is a DiversityInc Hall of Fame company. We advocate for effective and resilient capital markets. Roger has 1 job listed on their profile. There’s boldness about her. degree in economics from Harvard University in 1973. TIAA Chief Executive Officer Roger Ferguson, a contender to join President-elect Joe Biden’s cabinet, plans to retire from the investment giant. Find Roger Ferguson's email address, contact information, LinkedIn, Twitter, other social media and more. Biden isn’t expected to announce high-ranking cabinet nominees until next week. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. Ve el perfil completo en LinkedIn y descubre los contactos y empleos de Roger … Roger has 1 job listed on their profile. Upon leaving the Commission, Annette rejoined Davis Polk as a partner, where she heads up the Washington, DC office and leads the trading and markets practice within Davis Polk’s Financial Institutions Group. The humble roots of SIFMA’s Compliance & Legal Society go back to a time in the late 1960’s when Al Rauschman and a group of his contemporaries began meeting informally to discuss current compliance, legal and regulatory topics affecting the securities industry. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. Ferguson was vice chairman of the Federal Reserve’s Board of Governors from 1999 to 2006 and has been mentioned as a possible candidate to become Treasury secretary in the Biden administration, Bloomberg reported in September. She served as Director of the Division of Trading and Markets from 1999 to 2005. Roger and Annette have two children who have been a constant source of pride—Roger Ferguson III, who, like his mother, graduated from Brown University, and Caroline Ferguson, who graduated from Harvard University. She was the first woman partner of Mabon in the firm’s 100-year history. She has brought a keen understanding of our industry to each of those roles. He is currently the CEO of TIAA. Bitcoin Hits Another Record and Leaves Other Asset Classes Trailing, Binance Probed by CFTC Over Whether U.S. View the profiles of professionals named "Roger Ferguson" on LinkedIn. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. And quite importantly, she played a key role in the Commission’s response to the tragic events of September 11, 2001 where, as Director of the Division of Trading and Markets, she helped lead the Commission’s efforts to assure the successful reopening of the securities exchanges. View Roger Ferguson’s profile on LinkedIn, the world's largest professional community. Articles by Roger Ferguson on Muck Rack. The Alfred J. Rauschman Award is presented by the Society annually to a candidate who has demonstrated significant contributions to the compliance and legal communities, promoted open communications among industry practitioners to share ideas and issues, fostered dialogue and communications with regulators and dedicated their career to the securities industry. Ve el perfil de Roger Ferguson en LinkedIn, la mayor red profesional del mundo. On a personal note, I was truly fortunate to have worked with Annette Nazareth for a time when our paths crossed at Smith Barney and Citigroup. Roger has 1 job listed on their profile. On behalf of the C&L Society, it is my pleasure to announce Annette Nazareth is the recipient of the 2019 Alfred J. Rauschman Award. Have a confidential tip for our reporters? — With assistance by Saleha Mohsin, Benjamin Bain, and Robert Schmidt, Roger Ferguson will step down from investment giant in March, He’s among the contenders to become Biden’s Treasury secretary. He said he’s leaving after completing initiatives to grow TIAA and diversify its assets and revenue, according to an internal email seen by Bloomberg. Annette – congratulations on this well-deserved recognition. Roger W. Ferguson, Jr. ... View the company’s LinkedIn post below. There are 6 professionals named "Roger Ferguson", who use LinkedIn to exchange information, ideas, and opportunities. Roger Ferguson biography. See the complete profile on LinkedIn and discover Roger’s connections and jobs at similar companies. During her tenure at the Commission, Annette played a key role in numerous groundbreaking initiatives including Regulation NMS, which modernized the SEC’s national market system rules and facilitated the transformation of our securities markets from primarily floor-based environments to more fully electronic venues. The firm, which manages more than $1 trillion, has expanded from its roots in investing for teacher retirement, for instance acquiring mutual fund company Nuveen Investments in 2014. See the complete profile on LinkedIn and discover Roger’s connections and jobs at similar companies. Dr. Roger W. Ferguson Jr. serves as Independent Director of the Company. In this blog series, Fostering a Diverse & Inclusive Financial Industry, SIFMA teams up with guest authors – including business…, In this edition of SIFMA's Diversity, Equity & Inclusion (DEI) podcast series, SIFMA’s Amena Ross, Managing Director of Advocacy, sat…, SIFMA believes there is a definitive need to extend the interim final rule (IFR) for bank holding companies that provides…, SIFMA is the voice of the U.S. securities industry. Chief executive officer, economist and lawyer Roger W. Ferguson, Jr. was born on October 28, 1951 in Washington, D.C. to Roger Ferguson, Sr. and Alberta Elizabeth Lawson Ferguson. Roger Ferguson sees a bright light ahead for investors, but only at the end of a dark tunnel. See the complete profile on LinkedIn and discover Roger’s connections and jobs at similar companies. Annette was called to government service in 1998, joining the Securities and Exchange Commission as Senior Counsel to former SEC Chairman Arthur Levitt and then as Interim Director of the Division of Investment Management. In 2005, Annette Nazareth was nominated by President George W. Bush to become a Commissioner of the Securities and Exchange Commission, and she served as an SEC Commissioner until 2008. While Ferguson is seen as a contender for Treasury, his experience running a huge asset manager also qualifies him for other positions in Biden’s government, including the Securities and Exchange Commission, where he would be the first African American chairman. Roger has 3 jobs listed on their profile. Featured Partners March 7, 2021 / by DiversityInc Staff. Residents Traded, Quiet India Tycoon Beats Musk, Ambani to Add The Most Wealth, ‘Stimmy’ Is Setting Stage for Next Wave of Retail Stock Frenzy, BioNTech CEO Says Vaccine Production Needs to Get Even Faster. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. See the complete profile on LinkedIn and discover Roger’s connections and jobs at similar companies. Roger also had a very illustrious government career, serving as Vice Chairman of the Federal Reserve. A former Democratic SEC commissioner, Nazareth, 64, now leads Davis Polk’s trading and markets practice. Ferguson’s wife, Annette Nazareth, is also retiring from her job as a law partner at Davis Polk & Wardwell LLP. Roger has 4 jobs listed on their profile. ROGER has 8 jobs listed on their profile. She also oversaw other key initiatives such as decimalization, short sale reforms and execution quality disclosure. She then received her J.D. Anyone who knows Annette knows how important family is to her, and how much she credits the support of her family for much of her success. That could potentially protect Ferguson from tough questions he might face during Senate confirmation hearings from progressive Democratic lawmakers about her legal work representing big banks, stock exchanges and trading firms. Roger also had a very illustrious government career, serving as Vice Chairman of the Federal Reserve. Roger W. has 5 jobs listed on their profile. Read more about SIFMA, © 2021 Securities Industry and Financial Markets Association, Fostering a Diverse & Inclusive Financial Industry, Podcast: Investing in Racial Equity with Goldman Sachs, Extending the Supplemental Leverage Ratio is Essential to Main Street. Compliance and legal needs this. Roger has 1 job listed on their profile. Annette has had an illustrious career that has spanned law firm, financial services and government experience. See the complete profile on LinkedIn and discover Roger’s connections and jobs at similar companies. Annette hails from Providence Rhode Island, and she graduated from Brown University, magna cum laude and Phi Beta Kappa, with concentrations in history and economics. -Robert L. D. Colby, Executive Vice President & CLO, FINRA. “As we look ahead to a post-pandemic world, the next steps we take will be critical to our long-term mission,” Ferguson, one of the most prominent Black executives in finance, said in the statement. Annette began her career at Davis Polk & Wardwell in 1981, where she worked on a variety of corporate and securities law matters. These early efforts led ultimately to the founding of what is today known as the SIFMA Compliance & Legal Society, and Al Rauschman served as its first President. Roger has 4 jobs listed on their profile. View Roger Ferguson’s profile on LinkedIn, the world's largest professional community. Roger has served as the President and Chief Executive Officer of TIAA, a major financial services company, since April 2008. See the complete profile on LinkedIn and discover Roger’s connections and jobs at similar companies. David Prince is Chief Compliance Officer and General Counsel of Stephens Investment Management Group. Roger tiene 2 empleos en su perfil. Ferguson, 69, is president and chief executive officer of TIAA. Novartis: Inspiring a Daughter to Make Her Own Path. TIAA Chief Executive Officer Roger Ferguson, a contender to join President-elect Joe Biden’s cabinet, plans to retire from the investment giant. Roger Ferguson, TIAA’s long-serving chief executive and one of Wall Street’s most-prominent Black executives, has emerged as a top contender for … She speaks clearly and bluntly, and always with clarity and compassion. After graduating from Sidwell Friends School, he received his B.S. View Roger Ferguson’s profile on LinkedIn, the world’s largest professional community. She announced her plans to step down a year ago internally and will leave the law firm Dec. 31, said a person with direct knowledge of the matter. Our colleagues universally respected Annette, and we all found her to be one of the smartest and hardest working lawyers you could ever have the opportunity to work with while at the same time being genuinely supportive and truly inspiring. She moved to the financial services industry in 1986 when she joined Mabon Nugent as a Managing Director and General Counsel. View the profiles of professionals named "Roger Ferguson" on LinkedIn. See Roger W Ferguson's compensation, career history, education, & memberships. Other candidates for Treasury include Federal Reserve Governor Lael Brainard and former Fed Chair Janet Yellen.